SEC Form 4 · accession 0000920427-18-000128
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hughes
Officer — President/CEO · Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2018 | P | 961 | $20.82 | A | 100,183 | D | |
| Restricted StockF3 | holding | — | — | — | 18,127 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1961 shares were purchased in Mr. Hughes 401K @ $20.82 per share.
- F2100,183 shares consisting of 78,324 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares in a 401K plan.
- F318,127 restricted shares are held in an account at Computershare, of which 17,410 have upcoming vesting dates; and 717 are DRP shares.
Remarks
Total amount of Beneficial Securities Owned: 147,643 Mr. Hughes receives additional shares on a quarterly basis through his dividend reinvestment plan.