SEC Form 4 · accession 0000920427-18-000103
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice Bolomey
Officer — EVP/CAO
Period of report
Aug 24, 2018
Accepted (ET)
Aug 24, 2018 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | holding | — | — | — | 10,150 | D | ||
| Common StockF2 | holding | — | — | — | 18,989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $6.06 | Aug 24, 2018 | M | 4,000 | D | May 26, 2012 | May 26, 2021 | Common Stock | 4,000 | 82,000 | D |
Explanation of responses
- F110,150 shares are held in an account at Computershare, which have upcoming vesting dates.
- F218,989 shares are held in account at Computershare.
- F3Mrs. Bolomey exercised 4,000 stock options at $6.06 per share, and sold at $24.65 per share.
- F482,000 stock options were granted to Mrs. Bolomey of which 61,667 are currently exercisable.
Remarks
Total Beneficial Ownership: 90,806