SEC Form 4 · accession 0000920427-18-000099
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E. Gross
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 10,886 | D | ||
| Restricted StockF2 | holding | — | — | — | 3,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $10.97 | Aug 21, 2018 | M | 1,466 | D | Jan 5, 2017 | Jan 5, 2026 | Common Stock | 1,466 | 6,267 | D |
Explanation of responses
- F19,797 shares are held in an account at Computershare; and 1,089 shares are held in a broker account in Ms. Gross' name.
- F23,490 shares are held in an account at Computershare, which have upcoming vesting dates.
- F3Ms. Gross exercised 1,466 stock options at $10.97 per share, and sold at $24.30 per share.
- F46,267 stock options were granted to Ms. Gross of which 534 are currently exercisable.
Remarks
Total Beneficial Ownership: 14,910