SEC Form 4 · accession 0000920427-18-000081
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hughes
Officer — President/CEO · Director
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | S | 2,500 | $23.05 | D | 101,723 | D | |
| Common StockF1 | Jun 6, 2018 | S | 1,254 | $23.00 | D | 100,469 | D | |
| Restricted StockF2 | holding | — | — | — | 18,127 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1100,469 shares consisting of 78,324 shares held in an account at Computershare, 13,673 shares held in a brokerage account, and 8,472 shares in a 401K plan.
- F218,127 restricted shares are held in an account at Computershare, of which 17,410 have upcoming vesting dates; and 717 are DRP shares.
Remarks
Total amount of Beneficial Securities Owned: 147,929 Mr. Hughes receives additional shares on a quarterly basis through his dividend reinvestment plan.