SEC Form 4 · accession 0000920427-18-000048
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Courtright
Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2018 | S | 4,027 | $21.805 | D | 98,596 | D | |
| Restricted StockF3 | holding | — | — | — | 3,490 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $19.75 | holding | — | — | — | Jan 2, 2019 | Jan 2, 2028 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1Mr. Courtright sold 4,027 shares @ $21.805 per share.
- F219,995 shares are currently held in an account at Computershare, and 78,601 shares are held in a brokerage account.
- F33,490 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- F418,000 stock options were granted to Mr. Courtright of which 12,267 are currently exercisable.
Remarks
Total Beneficial Ownership: 114,353