SEC Form 4 · accession 0000920427-18-000024

· UNTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jan 10, 2018

Accepted (ET)

Jan 12, 2018 · 2:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000920427

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Jan 10, 2018	M	2,933	$10.97	A	14,898	D
Common Stock^F2	Jan 10, 2018	M	500	$15.70	A	14,898	D
Restricted Stock^F1	holding	—	—		—	3,641	D
Common Stock^F3	holding	—	—		—	1,706,942	I	Dallas Financial Holdings, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4,F6,F5	$10.97	Jan 10, 2018	M	2,933	D	Jan 5, 2017	Jan 5, 2026	Common Stock	2,933	5,667	D
Stock Options^F4,F7	$15.70	Jan 10, 2018	M	500	D	Jan 3, 2018	Jan 3, 2027	Common Stock	500	5,667	D

F13,190 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 451 shares are dividend reinvested shares for a total of 3,641.
F214,898 shares are held in Mr. Dallas' name in an account at Computershare.
F3171,632 shares are held in an account at Computershare; 1,535,310 shares are held in a brokerage account.
F4Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 500 stock options at $15.70 per share.
F54,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2016.
F6A total of 5,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.
F71,500 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

Total Beneficial Ownership: 1,725,481