SEC Form 4 · accession 0000920427-17-000063
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hughes
Officer — President/CEO · Director
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 10, 2017 | P | 875 | $16.95 | A | 100,606 | D | |
| Restricted StockF4 | holding | — | — | — | 13,995 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1875 shares were purchased in Mr. Hughes 401K.
- F2Closing price as of 8/10/17
- F3100,606 shares consisting of 74,707 shares held in an account at Computershare, 17,427 shares held in a brokerage account, and 8,472 shares in a 401K plan.
- F413,995 shares are held in an account at Computershare, which have upcoming vesting dates.
Remarks
Total amount of Beneficial Securities Owned: 114,601 Mr. Hughes receives additional shares on a quarterly basis through his dividend reinvestment plan.