SEC Form 4 · accession 0000920427-17-000036
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice Bolomey
Officer — EVP/CAO
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 25,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4,F2 | $3.62 | May 15, 2017 | M | 100 | D | Dec 10, 2010 | Dec 10, 2019 | Common Stock | 100 | 76,000 | D |
| Stock OptionsF3,F4,F2 | $3.62 | May 16, 2017 | M | 697 | D | Dec 10, 2010 | Dec 10, 2019 | Common Stock | 697 | 76,000 | D |
Explanation of responses
- F19,300 shares are unvested stock; and 15,839 shares are held in an account at Computershare
- F25,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.
- F3797 shares @ $3.62
- F476,000 stock options were granted of which 55,000 are currently exercisable.