SEC Form 4 · accession 0000920427-17-000034
UNITY BANCORP INC /NJ/ · UNTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janice Bolomey
Officer — EVP/CAO
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 25,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4,F2 | $6.65 | May 11, 2017 | M | 578 | D | Feb 21, 2009 | Feb 21, 2018 | Common Stock | 578 | 76,797 | D |
| Stock OptionsF3,F4,F2 | $3.99 | May 11, 2017 | M | 3,460 | D | Dec 8, 2009 | Dec 8, 2018 | Common Stock | 3,460 | 76,797 | D |
| Stock OptionsF3,F4,F2 | $3.99 | May 12, 2017 | M | 2,040 | D | Dec 8, 2009 | Dec 8, 2018 | Common Stock | 2,040 | 76,797 | D |
| Stock OptionsF3,F4,F2 | $3.62 | May 12, 2017 | M | 4,703 | D | Dec 10, 2010 | Dec 10, 2019 | Common Stock | 4,703 | 76,797 | D |
Explanation of responses
- F19,300 shares are unvested stock; and 15,839 shares are held in an account at Computershare
- F2578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19.
- F3578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62
- F476,797 stock options were granted of which 55,797 are currently exercisable.