SEC Form 4 · accession 0001179110-19-001871
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Etienne Phaneuf
Officer — Man. Director, CEO of Canada
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 9:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | F | 6,486 | $30.28 | D | 85,190 | D | |
| Common StockF2 | Feb 11, 2019 | A | 6,829 | $0.00 | A | 92,019 | D | |
| Common StockF3 | Feb 11, 2019 | F | 3,656 | $30.28 | D | 88,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of time-based stock units.
- F2Represents vesting of one-third of ROE performance-based stock units.
- F3Shares withheld for payment of taxes upon vesting of ROE performance-based stock units.