SEC Form 4 · accession 0001179110-19-001543
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Goldstein
Officer — Head of Human Resources
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | A | 5,692 | $0.00 | A | 66,323 | D | |
| Common StockF2 | Feb 5, 2019 | F | 967 | $30.28 | D | 65,356 | D | |
| Common StockF3 | Feb 5, 2019 | A | 1,384 | $0.00 | A | 66,740 | D | |
| Common StockF4 | Feb 5, 2019 | F | 471 | $30.28 | D | 66,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents earned performance-based stock units granted on January 24, 2017. The award vests in two equal installments, with the first installment having vested on February 5, 2019 and the second installment becoming a time-based restricted stock unit award that will vest on February 5, 2020 if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on the vesting date.
- F2Shares withheld for payment of taxes upon vesting of first installment of performance-based stock units granted on January 24, 2017.
- F3Represents vesting of one-third of performance-based stock units granted on January 24, 2018.
- F4Shares withheld for payment of taxes upon vesting of performance-based stock units granted on January 24, 2018.