SEC Form 4 · accession 0001179110-19-001541
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Corcoran
Officer — Man. Dir., CEO of Asia Pac.
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | A | 7,222 | $0.00 | A | 78,739 | D | |
| Common StockF2 | Feb 5, 2019 | A | 2,831 | $0.00 | A | 81,570 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents earned performance-based stock units granted on January 24, 2017. The award vests in two equal installments, with the first installment having vested on February 5, 2019 and the second installment becoming a time-based restricted stock unit award that will vest on February 5, 2020 if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on the vesting date.
- F2Represents vesting of one-third of performance-based stock units granted on January 24, 2018.