SEC Form 4 · accession 0001179110-16-029516
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S. Geyer
Officer — Managing Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | A | 45 | $15.72 | A | 95,865 | D | |
| Common StockF2 | holding | — | — | — | 500 | I | By Son | |
| Common StockF2 | holding | — | — | — | 400 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the acquisition of dividend equivalents.
- F2The shares of common stock are held in UTMA custodial accounts on behalf of the Reporting Person's children.