SEC Form 4 · accession 0001179110-16-025348
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Minder Cheng
Director
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 8,533 | $12.17 | A | 89,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $12.17 | May 20, 2016 | M | 8,533 | D | — | Jul 29, 2016 | Common Stock | 8,533 | 0 | D |
Explanation of responses
- F1With respect to the entire class of options, 2,844 became exercisable on 7/29/2012, 2,844 became exercisable on 7/29/2013, and 2,845 became exercisable on 7/29/2014