SEC Form 4/A · accession 0001179110-16-019784
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter A Goldstein
Officer — Head of Human Resources
Period of report
Feb 12, 2016
Accepted (ET)
Feb 22, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | Feb 12, 2016 | F | 1,025 | $17.42 | D | 59,234 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of time-based stock units and dividend equivalent rights.
- F2Reflects a reduction of market-based stock units and dividend equivalent rights that were forfeited due to failure to achieve performance criteria on date of vest.
- F3Due to an administrative error, this Form 4 is being amended to report the correct number of shares withheld for payment of taxes and the correct number of securities beneficially owned following the reported transaction.