SEC Form 4 · accession 0001179110-16-019366
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelique DeSanto
Officer — Managing Dir,Gen Counsel & Sec
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | F | 214 | $17.30 | D | 28,914 | D | |
| Common StockF2 | Feb 11, 2016 | A | 11,446 | — | A | 40,360 | D | |
| Common StockF1 | Feb 12, 2016 | F | 267 | $17.42 | D | 40,093 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of time-based stock units and dividend equivalent rights.
- F2This grant of time-based stock units consists of basic units and matching units. Basic units vest in equal annual installments on each of the first, second and third anniversaries of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on each applicable vesting date. Matching units will vest 100% on the third anniversary of the date of grant if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on such vesting date.