SEC Form 4/A · accession 0001179110-16-019288
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Etienne Phaneuf
Officer — Man. Director, CEO of Canada
Period of report
Dec 11, 2015
Accepted (ET)
Feb 16, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2015 | A | 162 | $17.38 | A | 73,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the acquisition of dividend equivalents.
- F2Due to an administrative error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transaction. A Form 4 filed on November 16, 2015 incorrectly reported in Column 5 the number of securities beneficially owned following the reported transaction included therein, and the incorrect amount was carried over to this Form 4.