SEC Form 4 · accession 0001179110-16-017195
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maureen Ohara
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | A | 388 | $17.02 | A | 135,575 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of deferred shares upon an elective deferral of cash fees, with the price equal to the fair market value of shares on the grant date, in a transaction exempt under Rule 16b-3(d). Cash fees were pro rated due to the reporting person's pending retirement from the Board of Directors.