SEC Form 4 · accession 0001179110-15-014955
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Etienne Phaneuf
Officer — Man. Director, CEO of Canada
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2015 | A | 20,694 | — | A | 52,443 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Stock Units in a transaction exempt under Rule 16b-3(d). This retention grant of Stock Units will vest in thirds on each of February 11, 2017, 2018 and 2019 if the Reporting Person remains continuously employed by the Issuer and in good standing through and on each vesting date.