SEC Form 4 · accession 0001179110-15-014151
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Jarrett Lilien
Officer — Interim CEO & President · Director
Period of report
Oct 19, 2015
Accepted (ET)
Oct 21, 2015 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2015 | A | 65,747 | — | A | 76,866 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Stock Units in a transaction exempt under Rule 16b-3(d). The Stock Units subject to this grant shall vest in three equal installments on each anniversary of the Stock Units' grant date, subject to Mr. Lilien continuing as Interim Chief Executive Officer and President of the Company until the end of the Interim Period (as defined in the letter agreement between the Company and Mr. Lilien dated October 15, 2015) and not resigning from the Board prior to any relevant vesting date.