SEC Form 4 · accession 0001179110-15-013628
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelo Bulone
Officer — Managing Director & Controller
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2015 | A | 4,405 | — | A | 38,410 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Stock Units in a transaction exempt under Rule 16b-3(d). The Stock Units subject to this grant will vest in equal annual installments on each of the first, second and third anniversaries of February 11, 2016 if the Reporting Person has remained continuously employed by the Issuer and is in good standing through and on each applicable vesting date.