SEC Form 4 · accession 0001179110-15-010283
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maureen Ohara
Director
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | M | 5,695 | $17.44 | A | 133,502 | D | |
| Common StockF1 | Jun 23, 2015 | F | 3,931 | $25.27 | D | 129,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $17.44 | Jun 23, 2015 | M | 5,695 | A | — | Jun 25, 2015 | Common Stock | 5,695 | 0 | D |
Explanation of responses
- F1Transaction was a net exercise of an option pursuant to the Company's Automatic Option Exercise Policy in which 3,931 shares were withheld by the Company as payment of the exercise price and no shares were sold in the market.
- F2With respect to the entire class of options, 1,898 became exercisable on 6/25/2011; 1,898 became exercisable on 6/25/2012; and 1,899 became exercisable on 6/25/2013.