SEC Form 4 · accession 0001179110-15-003922
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Jones
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 5,695 | $17.44 | A | 61,964 | D | |
| Common StockF1 | Feb 27, 2015 | S | 5,695 | $22.58 | D | 56,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $17.44 | Feb 27, 2015 | M | 5,695 | A | — | Jun 25, 2015 | Common Stock | 5,695 | 0 | D |
Explanation of responses
- F1Sales made by the Reporting Person in connection with this Form 4 were made between $22.57 and $22.59, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
- F2With respect to the entire class of options, 1,898 became exercisable on 6/25/2011, 1,898 became exercisable on 6/25/2012, and 1,899 became exercisable on 6/25/2013.