SEC Form 4 · accession 0001179110-15-003437

INVESTMENT TECHNOLOGY GROUP, INC. · ITG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Man. Director, CEO of Canada

Period of report

Feb 23, 2015

Accepted (ET)

Feb 25, 2015 · 7:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000920424

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 23, 2015	M	16,726	—	A	73,761	D
Common Stock	Feb 23, 2015	D	16,726	$22.04	D	57,035	D
Common Stock^F1	Feb 23, 2015	M	12,867	—	A	69,902	D
Common Stock	Feb 23, 2015	D	12,867	$22.04	D	57,035	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Unit (right to buy)^F4,F1,F2,F3	—	Feb 23, 2015	M	16,726	D	—	—	Common Stock	16,726	0	D
Stock Unit (right to buy)^F4,F1,F5,F6	—	Feb 23, 2015	M	12,867	D	—	—	Common Stock	12,867	0	D

F1One-for-one.
F2With respect to the entire class of Stock Units: 12,867 vested on 2/23/2013, 12,867 vested on 2/23/2014, 16,726 vested on 2/23/2015.
F3Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 2.
F4Cash settlement of stock units without payment of consideration by participant.
F5With respect to the entire class of Stock Units: 12,867 vested on 2/23/2014, 12,867 vested on 2/23/2015, and 16,726 may vest on 2/23/2016 if the Reporting Person remains continuously employed by the Issuer through such vesting date and the 90-day average of the Issuer's common stock price on such vesting date is higher than the 90-day average of the Issuer's common stock price on the date of grant.
F6Cash settlement of Stock Units occurs on the vesting dates as set forth in Footnote 5.