SEC Form 4 · accession 0001179110-15-003141
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin JP OHara
Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | M | 5,695 | $17.44 | A | 57,810 | D | |
| Common Stock | Feb 19, 2015 | F | 4,503 | $22.06 | D | 53,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $17.44 | Feb 19, 2015 | M | 5,695 | A | — | Jun 25, 2015 | Common Stock | 5,695 | 0 | D |
Explanation of responses
- F1With respect to the entire class of options, 1,898 became exercisable on 6/25/2011, 1,898 became exercisable on 6/25/2012, and 1,899 became exercisable on 6/25/2013.