SEC Form 4 · accession 0001179110-15-002130
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Sydney Wood
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 9, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 15,636 | $16.86 | A | 62,792 | D | |
| Common Stock | Feb 2, 2015 | F | 12,395 | $21.27 | D | 50,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $16.86 | Feb 2, 2015 | M | 15,636 | A | — | Feb 8, 2015 | Common Stock | 15,636 | 0 | D |
Explanation of responses
- F1With respect to the entire class of options, 5,212 became exercisable on 2/8/2011; 5,212 became exercisable on 2/8/2012; and 5,212 became exercisable on 2/8/2013.