SEC Form 4 · accession 0001179110-15-001993
INVESTMENT TECHNOLOGY GROUP, INC. · ITG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Goldstein
Officer — Head of Human Resources
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 4, 2015 | S | 1,750 | $22.02 | D | 44,875 | D | |
| Common StockF1,F3 | Feb 5, 2015 | S | 3,250 | $22.10 | D | 41,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2014.
- F2Sales made by the Reporting Person in connection with this Form 4 were made between $22.00 and $22.12, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
- F3Sales made by the Reporting Person in connection with this Form 4 were made between $22.00 and $22.27, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.