SEC Form 4 · accession 0000920371-17-000028
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Eric Mackenzie
Officer — Vice President
Period of report
Feb 4, 2017
Accepted (ET)
Feb 7, 2017 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs awarded February 4, 2017)F1 | Feb 4, 2017 | A | 967 | $43.42 | A | 967 | D | |
| Common Stock (PRSUs awarded February 4, 2017)F2 | Feb 4, 2017 | A | 2,578 | $43.42 | A | 2,578 | D | |
| Common Stock (RSUs awarded February 1, 2016)F3 | holding | — | — | — | 998 | D | ||
| Common Stock (PRSUs awarded February 1, 2016)F4 | holding | — | — | — | 1,894 | D | ||
| Common Stock (RSUs awarded February 2, 2015)F5 | holding | — | — | — | 1,090 | D | ||
| Common Stock (RSUs awarded Febuary 3, 2014)F6 | holding | — | — | — | 969 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F7 | holding | — | — | — | 3,625 | D | ||
| Common Stock | holding | — | — | — | 4 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 967 shares of restricted stock units (RSUs) awarded on February 4, 2017. RSUs vest one fourth on February 15, 2017, February 15, 2018, February 15, 2019, and February 15, 2020. The 967 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 2,578 shares of restricted stock units (RSUs) awarded on February 4, 2017. RSUs vest fully on February 15, 2020, subject to the Company's performance on revenue growth (50%) and return on invested capital (50%) versus the Company's peer group median. The 2,578 shares assume that the number of shares that vest are based on targeted performance and are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 998 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 998 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 1,894 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest fully on the third anniversary of the award date subject to the Company's relative performance versus the S&P Smallcap 600 Index. The 1,894 shares assume that the maximum number of shares will vest, based on performance at the highest level, and are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F5Amount includes 1,090 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 1,090 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F6Amount includes 969 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 969 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F7Amount includes 3,625 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 3,625 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.