SEC Form 4 · accession 0000920371-16-000275
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunny H Leung
Officer — Vice President
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | X | 4,000 | $29.66 | A | 4,000 | D | |
| Common Stock | Aug 25, 2016 | X | 4,000 | $43.5543 | D | 0 | D | |
| Common Stock (RSUs awarded February 1, 2016)F1 | holding | — | — | — | 967 | D | ||
| Common Stock (RSUs awarded February 2, 2015)F2 | holding | — | — | — | 967 | D | ||
| Common Stock (RSUs awarded February 3, 2014)F3 | holding | — | — | — | 1,447 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F4 | holding | — | — | — | 943 | D | ||
| Common Stock | holding | — | — | — | 0 | D | ||
| Common Stock | holding | — | — | — | 857 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Common Stock | $29.66 | Aug 25, 2016 | X | 4,000 | D | Feb 3, 2012 | Feb 3, 2018 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Amount includes 967 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 967 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 967 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 967 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 1,447 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 1,447 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 943 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 943 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.