SEC Form 4 · accession 0000920371-16-000197
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Winifred Colonias
Officer — President & CEO · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs awarded February 1, 2016)F1 | Feb 1, 2016 | A | 17,010 | $32.63 | A | 17,010 | D | |
| Common Stock (PRSUs awarded February 1, 2016)F2 | Feb 1, 2016 | A | 20,944 | $32.63 | A | 20,944 | D | |
| Common Stock (RSUs awarded February 2, 2015)F3 | holding | — | — | — | 12,851 | D | ||
| Common Stock (RSUs awarded February 3, 2014)F4 | holding | — | — | — | 13,708 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F5 | holding | — | — | — | 14,577 | D | ||
| Common Stock (RSUs awarded January 30, 2012) | holding | — | — | — | 3,765 | D | ||
| Common StockF6 | holding | — | — | — | 3,339 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 17,010 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 17,010 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 20,944 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest fully on the third anniversary of the award date subject to the Company's relative performance versus the S&P Smallcap 600 Index. The 20,944 shares assume that the maximum number of shares will vest, based on performance at the highest level, and are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 12,851 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 12,851 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 13,708 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 13,708 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F5Amount includes 14,577 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 14,577 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F6The shares are owned by the Simpson Manufacuturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which the reporting person is a participant. The Plan is qualified under sections 401(a)(26) and 410 of the Internal Revenue Code.