SEC Form 4 · accession 0000920371-16-000195
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricardo M Arevalo
Officer — COO, Simpson Strong-Tie
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs awarded February 1, 2016)F1 | Feb 1, 2016 | A | 4,974 | $32.63 | A | 4,974 | D | |
| Common Stock (PRSUs awarded February 1, 2016)F2 | Feb 1, 2016 | A | 6,126 | $32.63 | A | 6,126 | D | |
| Common Stock (RSUs awarded February 2, 2015)F3 | holding | — | — | — | 2,170 | D | ||
| Common Stock (RSUs awarded February 3, 2014)F4 | holding | — | — | — | 3,210 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F5 | holding | — | — | — | 4,806 | D | ||
| Common Stock (RSUs awarded January 30, 2012) | holding | — | — | — | 3,183 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount includes 4,974 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 4,974 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 6,126 shares of restricted stock units (RSUs) awarded on February 1, 2016. RSUs vest fully on the third anniversary of the award date subject to the Company's relative performance versus the S&P Smallcap 600 Index. The 6,126 shares assume that the maximum number of shares will vest, based on performance at the highest level, and are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 2,170 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 2,170 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 3,210 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 3,210 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F5Amount includes 4,806 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 4,806 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.