SEC Form 4 · accession 0000920371-15-000147
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Magstadt
Officer — Chief Financial Officer
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | X | 12,000 | $29.66 | A | 13,008 | D | |
| Common Stock | Oct 27, 2015 | X | 12,000 | $37.4582 | D | 1,008 | D | |
| Common Stock (RSUs awarded February 2, 2015)F1 | holding | — | — | — | 5,313 | D | ||
| Common Stock (RSUs awarded February 3, 2014)F2 | holding | — | — | — | 5,681 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F3 | holding | — | — | — | 3,281 | D | ||
| Common Stock (RSUs awarded January 30, 2012)F4 | holding | — | — | — | 1,449 | D | ||
| Common StockF5 | holding | — | — | — | 393 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Common StockF6 | $29.66 | Oct 27, 2015 | X | 12,000 | D | Mar 3, 2011 | Feb 3, 2018 | Options on Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Amount includes 5,313 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 5,313 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 5,681 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 5,681 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 3,281 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest three fourths on the third anniversary of the award date and one fourth on the fourth anniversary of the award date. The 3,281 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 1,449 shares of restricted stock units (RSUs) awarded on January 30, 2012. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 1,449 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F5The shares are owned by the Simpson Manuafacturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which the reporting person is a participant. The Plan qualifies under sections 401(a)(26) and 410 of the Internal Revenue Code.
- F6This date represents the date of the first monthly vesting period. This option vests equally over 48 months beginning with the date of grant.