SEC Form 4 · accession 0000920371-15-000132
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Fitzmyers
Officer — Vice Chairman of the Board · Director
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | S | 6,195 | $34.95 | D | 0 | I | By Trust |
| Common Stock (RSUs awarded February 3, 2014)F2 | holding | — | — | — | 2,423 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F3 | holding | — | — | — | 2,173 | D | ||
| Common Stock (RSUs awarded January 30, 2012)F4 | holding | — | — | — | 2,923 | D | ||
| Common Stock | holding | — | — | — | 100,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Common StockF5 | $29.66 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2018 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1The shares are owned by the Simpson Manuafacturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which the reporting person is a participant. The Plan qualifies under sections 401(a)(26) and 410 of the Internal Revenue Code.
- F2Amount includes 2,423 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 2,423 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 2,173 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 2,173 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 2,923 shares of restricted stock units (RSUs) awarded on January 30, 2012. RSUs vested one fourth on each of the award date and the first, second and third anniversaries of the award date. Amount was increased by 5 shares to reflect the difference between the number of shares that was expected to be withheld to cover the estimated income taxes due on vesting (estimated on January 30, 2012, the date of the award) and the actual number of shares that was withheld on vesting of the RSUs.
- F5This date represents the first annual vesting period. This option vests equally over four years beginning with the grant date.