SEC Form 4 · accession 0000920371-15-000035
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Eric Mackenzie
Officer — Vice President
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | X | 20,000 | $29.66 | A | 20,004 | D | |
| Common Stock | Feb 17, 2015 | X | 20,000 | $36.0138 | D | 4 | D | |
| Common Stock (RSUs awarded February 2, 2015)F1 | holding | — | — | — | 1,090 | D | ||
| Common Stock (RSUs awarded Febuary 3, 2014)F2 | holding | — | — | — | 1,090 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F3 | holding | — | — | — | 7,232 | D | ||
| Common Stock (RSUs awarded January 30, 2012)F4 | holding | — | — | — | 4,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Common StockF5 | $29.66 | Feb 17, 2015 | X | 20,000 | D | Feb 3, 2012 | Feb 3, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Amount includes 1,090 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 1,090 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 1,090 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 1,090 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 7,232 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 7,232 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 4,830 shares of restricted stock units (RSUs) awarded on January 30, 2012. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 4,380 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F5This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant.