SEC Form 4 · accession 0000920371-15-000028
Simpson Manufacturing Co., Inc. · SSD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Winifred Colonias
Officer — President & CEO · Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs awarded February 2, 2015)F1 | Feb 2, 2015 | A | 12,851 | $32.64 | A | 12,851 | D | |
| Common Stock (RSUs awarded February 3, 2014)F2 | holding | — | — | — | 13,708 | D | ||
| Common Stock (RSUs awarded February 6, 2013)F3 | holding | — | — | — | 14,577 | D | ||
| Common Stock (RSUs awarded January 30, 2012)F4 | holding | — | — | — | 3,567 | D | ||
| Common StockF5 | holding | — | — | — | 3,339 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options on Common StockF6 | $29.66 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2018 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Amount includes 12,851 shares of restricted stock units (RSUs) awarded on February 2, 2015. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 12,851 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F2Amount includes 13,708 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 13,708 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F3Amount includes 14,577 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 14,577 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F4Amount includes 3,567 shares of restricted stock units (RSUs) awarded on January 30, 2012. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 3,567 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
- F5The shares are owned by the Simpson Manufacuturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which the reporting person is a participant. The Plan is qualified under sections 401(a)(26) and 410 of the Internal Revenue Code.
- F6This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant.