SEC Form 4 · accession 0001140361-17-022472
CENVEO, INC · CVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Burton Sr.
Officer — Chairman and CEO · Director
Period of report
May 20, 2017
Accepted (ET)
May 26, 2017 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock withholding for tax liabilityF1,F2,F3,F4 | May 20, 2017 | F | 2,295 | $5.36 | D | 793,657 | D | |
| Common StockF5 | holding | — | — | — | 312,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld as payment of a tax liability on vesting of restricted share units.
- F2Includes 100,427 shares purchased under Issuer's Employee Stock Purchase Plan.
- F3Amount is net of 203,577 shares previously gifted to the Robert G. Burton, Sr. Family Trust on March 29, 2016 by Mr. Burton, all of whose beneficiaries are Burton family members. The Reporting Person has never sold or otherwise in any way disposed of common stock, except for tax withholding on such acquisitions that were exempt, or transfers within the Burton family.
- F4Includes 580,708 shares jointly owned with right of survivorship with Mr. Burton's wife.
- F5Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.