SEC Form 4 · accession 0000920321-18-000031
CENVEO, INC · CVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Burton Jr.
Officer — President · Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 23, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2018 | S | 31,987 | $0.28 | D | 65,954 | D | |
| Common StockF3 | Feb 9, 2018 | S | 225 | $0.29 | D | 65,729 | D | |
| Common Stock | Feb 9, 2018 | S | 3,000 | $0.28 | D | 62,729 | D | |
| Common Stock | Feb 9, 2018 | S | 4,750 | $0.29 | D | 57,979 | D | |
| Common StockF3 | Feb 9, 2018 | S | 481 | $0.29 | D | 57,498 | D | |
| Common StockF3 | Feb 9, 2018 | S | 625 | $0.28 | D | 56,873 | D | |
| Common StockF4 | Feb 9, 2018 | S | 162 | $0.28 | D | 56,711 | D | |
| Common StockF5,F6 | Feb 9, 2018 | S | 24,365 | $0.23 | D | 32,346 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24,365 shares purchased under Issuer's Employee Stock Purchase Plan. Also includes adjustment correcting for over-statement of acquired shares not previously reported on Form 4 but consistently reported by the Issuer since 2015 that were acquired as compensation from the Issuer exempt from Section 16(a) and/or Section 16(b).
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2662 to $0.2910, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2906 to $0.2910, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2773 to $0.2775, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2290 to $0.2399, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F6Includes 3,124 unvested Restricted Share Units.