SEC Form 4 · accession 0000920321-18-000029
CENVEO, INC · CVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Burton Sr.
Officer — Chairman and CEO · Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 23, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2018 | S | 585,494 | $0.2316 | D | 314,422 | D | |
| Common StockF3,F4 | Feb 9, 2018 | S | 126,048 | $0.2292 | D | 188,374 | D | |
| Common StockF5 | Feb 9, 2018 | S$0 | 312,500 | $0.00 | D | 0 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 126,048 shares purchased under Issuer's Employee Stock Purchase Plan. Also includes 2,393 shares not previously reported on Form 4 but consistently reported by the Issuer since 2015 that were acquired as compensation from the Issuer exempt from Section 16(a) and/or Section 16(b).
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2300 to $0.2497, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2201 to $0.2400, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F4Includes 9,374 unvested Restricted Share Units.
- F5Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owned the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton were co-trustees. Mr. Burton disclaimed beneficial ownership of all these shares.
Remarks
***Attorney-in-fact.