SEC Form 4 · accession 0000920321-17-000089
CENVEO, INC · CVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Burton Sr.
Officer — Chairman and CEO · Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2017 | P | 30,000 | $3.4387 | A | 830,597 | D | |
| Common Stock | Aug 14, 2017 | P | 4,000 | $3.3341 | A | 834,597 | D | |
| Common StockF2 | Aug 15, 2017 | P | 5,330 | $3.971 | A | 839,927 | D | |
| Common Stock | Aug 15, 2017 | P | 13,425 | $4.27 | A | 853,352 | D | |
| Common StockF3,F4 | Aug 15, 2017 | P | 1,100 | $4.10 | A | 854,452 | D | |
| Common StockF5 | holding | — | — | — | 312,500 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.29 to $3.50, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3Includes 107,367 shares purchased under Issuer's Employee Stock Purchase Plan.
- F4Includes 580,708 shares jointly owned with right of survivorship with Mr. Burton's wife.
- F5Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.