SEC Form 4 · accession 0000920321-17-000021
CENVEO, INC · CVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Burton Sr.
Officer — Chairman and CEO · Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 6, 2017 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | P | 7,500 | $5.15 | A | 372,658 | D | |
| Common StockF1 | Mar 6, 2017 | P | 7,500 | $5.25 | A | 380,158 | D | |
| Common StockF2,F3 | Mar 6, 2017 | P | 4,050 | $5.32 | A | 384,208 | D | |
| Common StockF4 | holding | — | — | — | 312,500 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.16 to $5.27, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.27 to $5.39, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3Includes 92,261 shares purchased under Issuer's Employee Stock Purchase Plan.
- F4Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.