SEC Form 4 · accession 0000920321-16-000181

CENVEO, INC · CVO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Pursuant to the terms of an amendment to the articles of incorporation filed with the Colorado Secretary of State on July 13, 2016, Cenveo, Inc. effected a reverse stock split at a ratio of 1-for-8, effective July 13, 2016. All share amounts presented herein are post-split unless expressly stated otherwise.
• F2Includes 80,031 shares post-split purchased under Issuer's Employee Stock Split Plan.
• F3Reflects an additional 2,780 shares from the vesting on May 20, 2016 of previously granted and reported restricted share units and performance share units under the Issuer's Employee Stock Purchase Plan not previously reported, net of 11,471 shares simultaneously withheld as payment of tax liability upon such vesting.
• F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.82 to $9.00, inclusive. The reporting person undertakes to provide Cenveo, Inc., any security holder of Cenveo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
• F5Reflects shares gifted by Mr. Burton to the Robert G. Burton, Sr. Family Trust, which owns the shares and of which Mrs. Burton and her sons Robert, Jr., Michael and Joseph Burton are co-trustees. Mr. Burton disclaims beneficial ownership of all these shares.