SEC Form 4 · accession 0000920321-15-000040
CENVEO, INC · CVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J Goodwin
Officer — Chief Financial Officer
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | A | 40,000 | $0.00 | A | 207,888 | D | |
| Common StockF2,F3 | May 20, 2015 | A | 50,000 | $0.00 | A | 257,888 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $2.38 | May 20, 2015 | A | 10,000 | A | — | May 20, 2021 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Restricted Share Unit award that vests 25% per year beginning on the first anniversary of the date of grant.
- F2These Performance Stock Units are deliverable upon achievement of performance targets and will vest 100% on May 20, 2016.
- F3Includes 35,746 shares purchased under Issuer's Employee Stock Purchase Plan and 44,332 shares purchased under issuer's 401(k) Plan.
- F4The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant.