SEC Form 4 · accession 0000920112-18-000225
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Schmitz
Director
Period of report
Jul 26, 2018
Accepted (ET)
Jul 27, 2018 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2018 | S | 2,802 | $60.00 | D | 234,460 | I | controlling member |
| Common Stock | holding | — | — | — | 68,637 | D | ||
| Common Stock | holding | — | — | — | 237,262 | I | controlling member |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Director Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 1,235 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to 10b5-1 Plan effective 6/4/2018
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.