SEC Form 4 · accession 0000920112-17-000217
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Michael McCoy
Director
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2 | Jun 2, 2017 | A | 4,540 | $45.14 | A | 44,231 | D | |
| Common StockF1,F2 | holding | — | — | — | 39,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Director Restricted Stock UnitF4,F5 | — | holding | — | — | — | — | — | Common Stock | 1,035 | 0 | D |
Explanation of responses
- F1Of these shares 31,036.2098 are held in Jt. Ten.
- F2These shares participate in a Dividend Reinvestment Plan.
- F3Shares purchased pursuant to additional cash payment made as a current Dividend Reinvestment Plan participant
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5These restricted Stock Units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.