SEC Form 4/A · accession 0000920112-16-000363
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank E Walter
Officer — EVP Commercial Banking
Period of report
Mar 8, 2016
Accepted (ET)
Jun 29, 2016 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Mar 8, 2016 | A | 1,725 | $0.00 | A | 22,511 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 5,414 Time Based Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock.
- F2Includes 3,839 shares of Performance Based Restricted Stock.
- F3Includes 3,700 shares held in street name at LPL Financial.
- F4These shares are registered as Frank Walter & Jean Walter Jt Ten
- F5Adjusted the total amount of securities owned; The number of Time-Based restricted stock units originally reported on the reporting person's Form 4 filed on 3/8/2016 were incorrectly reported due to an administrative error. Footnotes have been updated accordingly