SEC Form 4 · accession 0000920112-16-000355
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kurt Saylor
Director
Period of report
May 2, 2016
Accepted (ET)
Jun 15, 2016 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | May 2, 2016 | S | 5,000 | $33.5213 | D | 443,649 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 2, 2016 | S | 7,500 | $33.6585 | D | 436,149 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 9, 2016 | S | 800 | $33.7144 | D | 435,349 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 9, 2016 | S | 5,000 | $33.8759 | D | 430,349 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 10, 2016 | S | 6,700 | $33.9004 | D | 423,649 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 16, 2016 | S | 7,500 | $33.7313 | D | 416,149 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 16, 2016 | S | 5,000 | $33.8673 | D | 411,149 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 23, 2016 | S | 2,200 | $33.905 | D | 408,949 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 23, 2016 | S | 7,500 | $33.91 | D | 401,449 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 24, 2016 | S | 2,800 | $34.0037 | D | 398,649 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 25, 2016 | S | 1,500 | $35.00 | D | 397,149 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 26, 2016 | S | 3,116 | $35.0045 | D | 394,033 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 27, 2016 | S | 5,384 | $35.00 | D | 388,649 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 31, 2016 | S | 3,501 | $35.1213 | D | 385,148 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | May 31, 2016 | S | 10,000 | $35.1339 | D | 375,148 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 1, 2016 | S | 3,999 | $35.0795 | D | 371,149 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 1, 2016 | S | 5,000 | $35.2313 | D | 366,149 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 6, 2016 | S | 7,500 | $35.6827 | D | 358,649 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 6, 2016 | S | 5,000 | $35.6839 | D | 353,649 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 6, 2016 | S | 10,000 | $35.6877 | D | 343,649 | I | Trust |
| Common StockF2,F4,F1,F3,F5 | Jun 13, 2016 | S | 5,200 | $34.8805 | D | 338,449 | I | Trust |
| Common StockF2,F4,F1,F3,F5 | Jun 13, 2016 | S | 3,000 | $35.1543 | D | 335,449 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 14, 2016 | S | 1,450 | $34.29 | D | 333,999 | I | Trust |
| Common StockF1,F2,F3,F4,F5 | Jun 14, 2016 | S | 667 | $34.37 | D | 333,332 | I | Trust |
| Common StockF6 | holding | — | — | — | 180,448 | I | Wife's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,625 Time Based Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock.
- F2Includes 3,025 shares of Performance Based Restricted Stock.
- F3Includes 40 shares held in street name at LPL Financial.
- F4Shares sold pursuant to 10B5-1 Plan effective April 27, 2016
- F5Shares held as Kurt M. Saylor Ttee Kurt M. Saylor Trust Dtd 1-6-98
- F6Shares held as Melissa J. Saylor Ttee Melissa Saylor Trust Dtd 1-6-98