SEC Form 4 · accession 0000920112-16-000350
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Falb
Director
Period of report
May 17, 2016
Accepted (ET)
May 23, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2016 | A | 180 | $0.00 | A | 0 | I | As Trustee |
| Common StockF3,F2 | May 19, 2016 | A | 1,560 | $0.00 | A | 38,798 | I | As Trustee |
| Common StockF4 | holding | — | — | — | 68,856 | I | Spouse, Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry --- see next line for total
- F2Shares held in the Mark C. Falb Revocable Trust, Mark C. Falb Trustee
- F3Includes 1,740 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F4Shares held in Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee