SEC Form 4 · accession 0000920112-16-000349
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Conlan
Director
Period of report
May 17, 2016
Accepted (ET)
May 23, 2016 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2016 | A | 180 | $0.00 | A | 0 | D | |
| Common StockF3,F2 | May 19, 2016 | A | 1,295 | $0.00 | A | 6,003 | D | |
| Common StockF4 | holding | — | — | — | 225,602 | I | Spouse's Trust | |
| Common StockF5 | holding | — | — | — | 68,699 | I | Trust | |
| Common StockF6 | holding | — | — | — | 68,699 | I | Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry --- see next line for total
- F2Shares held by James F. Conlan Trustee UA Dtd 4-13-04 James F. Conlan Trust.
- F3Includes 1,475 shares of Restricted Stock Units (RSU) granted under the 2012 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
- F4Shares held by Mary Fuller Conlan Trustee UA Dtd 4-13-04 Mary Fuller Conlan Trust.
- F5Shares held by Mary L. Conlan Trustee UA Dtd 12-31-12 Bridget Fuller Conlan Trust.
- F6Shares held by Mary L. Conlan Trustee UA Dtd 12-31-12 Camille Fuller Conlan Trust.