SEC Form 4 · accession 0000920112-16-000348
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Michael McCoy
Director
Period of report
May 17, 2016
Accepted (ET)
May 23, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 17, 2016 | A | 180 | $0.00 | A | 0 | D | |
| Common StockF3,F4,F5,F2 | May 19, 2016 | A | 1,295 | $0.00 | A | 41,188 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry....see next line for total.
- F2These shares are registerd as R Michael McCoy & Judith L McCoy Jt Ten.
- F3These shares participate in a Dividend Reinvestment Plan.
- F4Includes 8,764 shares held at Ameriprise.
- F5Includes 1,475 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.