SEC Form 4 · accession 0000920112-16-000347
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Flynn
Director
Period of report
May 17, 2016
Accepted (ET)
May 23, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2016 | A | 180 | $0.00 | A | 0 | D | |
| Common StockF2,F3,F4 | May 19, 2016 | A | 1,560 | $0.00 | A | 65,474 | D | |
| Common StockF4,F5 | holding | — | — | — | 9,496 | I | IRA | |
| Common StockF4 | holding | — | — | — | 2,786 | I | IRA, Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry --- see next line for total
- F2Includes 33,112.4953 shares held in the name of Thomas L. Flynn & Jane G. Flynn Jt Ten.
- F3Includes 1,740 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F4These shares participate in a Dividend Reinvestment Plan.
- F5Self directed IRA Trust